Richard Martin
Richard Martin is a registered investment advisor at LPL Financial LLC, based in Brownwood, TX, with 53 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
201 N Fisk Ave, Brownwood, TX, 76801
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2012Other Business ActivitiesSells Insurance
Richard is the owner, agent, and VP of Insurance Specialists, Inc. since 1991, dedicating about 10-20% of his time. He is also an agent with Richard E. Martin, C. L. U., A Professional Corp since 1984, selling health, life insurance, med care sup, fixed annuities, and group health.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Locust Street Securities, INC.Broker
Cna Investor Services, INC.Broker
Cna Investor Services, INC.Broker
Monex Financial CorporationBroker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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