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Max Brown

11 Years of Experience
Nashville, TN
Broker

Max Brown is a registered investment advisor at Alliancebernstein L.P., based in Nashville, TN, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 26,445 clients with $710B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
507 advisors
Number of Clients
26,445 clients
Average Client Portfolio
$26.8M average
Assets Under Management
$709.2B

Fee Structure

Minimum Investment:$1M

AB is compensated based on a percentage of your portfolio. This fee is generally charged quarterly. The specific percentage may be negotiable depending on factors such as the type of client, complexity of the situation, and the size of the overall relationship. If your assets are invested in a registered investment company managed by AB, those assets are subject to the investment company's management fee. If you are a client of Bernstein Private Wealth Services, your fee is all-inclusive and deducted quarterly from your account at Bernstein LLC.

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Location

501 Commerce St, Nashville, TN, 37203

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Alliancebernstein L.P.
April 2019 - Present · 7 yrs 1 mo
Alliancebernstein Investments, INC.
April 2019 - Present · 7 yrs 1 mo
Alliancebernstein Investments, INC.Broker
April 2019 - Present · 7 yrs 1 mo
Previous Registrations
Pinnacle Family Advisors, LLC
January 2019 - March 2019 · 2 mos
Northern Lights Distributors, LLCBroker
May 2018 - March 2019 · 10 mos
Hays Advisory, LLC
August 2016 - February 2017 · 6 mos
Northern Lights Distributors, LLCBroker
July 2016 - February 2017 · 7 mos
Jackson National Life Distributors LLCBroker
January 2016 - July 2016 · 6 mos
Curian Capital, LLC
August 2014 - March 2016 · 1 yr 7 mos
Curian Clearing, LLCBroker
August 2014 - January 2016 · 1 yr 5 mos
Northwestern Mutual Investment Services,llc
January 2014 - June 2014 · 5 mos
Northwestern Mutual Investment Services, LLCBroker
January 2014 - June 2014 · 5 mos
Hantz Financial Services, INC.
September 2012 - June 2013 · 9 mos
Hantz Financial Services, INC.Broker
July 2012 - June 2013 · 11 mos
State Registrations1 state
TN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Max Brown - Financial Advisor | TrueAdvisor