Heath Flock is a registered investment advisor at Generational Wealth Advisors, based in Richardson, TX, with 11 years of industry experience. Heath operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 184 clients with $570M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.50% |
Standard fee schedule includes financial planning. If clients pay separately for financial planning, the rate for the first $1,000,000 is 1.00%. Fees are negotiable.
Fee Estimator
Location
3400 North Central Expressway, Suite 100, Richardson, TX, 75080
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Heath is the Chief Operating Officer and Chief Financial Officer of Generational Equity, LLC (GE), a sell-side advisory firm in the mergers and acquisitions industry. He oversees various departments within GE and this activity is not investment-related.
Employment History
Current Registrations
Generational Wealth Advisors
Previous Registrations
Lcm Global Partners LLC
Cassia Capital Partners LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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