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Andrew Rosen

10 Years of Experience
Dallas, TX

Andrew Rosen is a registered investment advisor at Kainos (tx) Capital LP, based in Dallas, TX, with 10 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 10 clients with $1.8B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
10 clients
Average Client Portfolio
$183.5M average
Assets Under Management
$1.8B

Fee Structure

Investment management only (planning not offered)

Kainos manages investments for private funds and does not directly manage investments for individual investors. The firm receives fees and compensation in exchange for advisory services provided to the Funds, including management fees, carried interest, additional compensation in connection with management services performed for the portfolio companies of the Funds and reimbursements from portfolio companies for certain expenses advanced on their behalf.

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Location

2100 Mckinney, Suite 1600, Dallas, TX, 75201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Kainos (tx) Capital LP
May 2015 - Present · 11 yrs
State Registrations1 state
TX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.