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Shawn Stults
14 Years of Experience
Lubbock, TX
2 DisclosuresBroker
Shawn Stults is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Lubbock, TX, with 14 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
6309 79th Street, Lubbock, TX, 79424
Get directionsHistory
Regulatory History (2)
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Customer Dispute
April 2017Settled
Criminal
December 2007Final Disposition
Other Business Activities
Shawn is a partner and wealth advisor at JSW Advisory Group, LLC, dedicating about half of his time to this role. He also has minimal involvement with SA Stults LLC and Stults Partnership.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
February 2024 - Present · 2 yrs 3 mos
Raymond James Financial Services, INC.Broker
February 2024 - Present · 2 yrs 3 mos
Previous Registrations
LPL Financial LLC
December 2016 - February 2024 · 7 yrs 2 mos
LPL Financial LLCBroker
December 2016 - February 2024 · 7 yrs 2 mos
Wells Fargo Advisors
April 2012 - December 2016 · 4 yrs 8 mos
Wells Fargo AdvisorsBroker
March 2012 - December 2016 · 4 yrs 9 mos
State Registrations7 states
ARAZFLIANMOKTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.