BS
BS
Beth Staley
37 Years of Experience
Lubbock, TX
2 DisclosuresBroker
Beth Staley is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Lubbock, TX, with 37 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
4010 82nd St, #215, Lubbock, TX, 79423
Get directionsHistory
Regulatory History (2)
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Customer Dispute
February 2005Settled
Customer Dispute
June 2003Award / Judgment
Other Business Activities
Elizabeth is the owner and manager of BSTALEY LLC, a support company, since 2009. She dedicates minimal time to this business activity.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
June 2009 - Present · 16 yrs 11 mos
Raymond James Financial Services, INC.Broker
April 2009 - Present · 17 yrs 1 mo
Previous Registrations
UBS Financial Services INC.
October 1999 - May 2009 · 9 yrs 7 mos
UBS Financial Services INC.Broker
October 1999 - May 2009 · 9 yrs 7 mos
Dain Rauscher IncorporatedBroker
March 1998 - October 1999 · 1 yr 7 mos
Dain Rauscher IncorporatedBroker
January 1998 - March 1998 · 2 mos
Rauscher Pierce Refsnes, INC.Broker
March 1994 - January 1998 · 3 yrs 10 mos
Prudential Securities IncorporatedBroker
October 1989 - March 1994 · 4 yrs 5 mos
Thomson Mckinnon Securities INC.Broker
October 1988 - October 1989 · 1 yr
State Registrations16 states
AZCACOCTDEFLIDNCNMOKORTXUTVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.