Graciela Guzman is a registered investment advisor at Morgan Stanley, based in Colorado Springs, CO, with 7 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
121 South Tejon Street, Suite 700, Colorado Springs, CO, 80903
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
September 2025 - Present · 8 mos
Morgan StanleyBroker
September 2025 - Present · 8 mos
Previous Registrations
UBS Financial Services INC.
September 2023 - February 2024 · 5 mos
UBS Financial Services INC.Broker
September 2023 - February 2024 · 5 mos
Wells Fargo Clearing Services, LLC
February 2018 - September 2023 · 5 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
November 2016 - September 2023 · 6 yrs 10 mos
State Registrations51 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.