PM
PM

Paolo Maressa-Yamamoto

10 Years of Experience
Las Vegas, NV
Broker

Paolo Maressa-Yamamoto is a registered investment advisor at Ameriprise Financial Services, LLC, based in Las Vegas, NV, with 10 years of industry experience. Paolo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

Loading...

Location

10845 Griffith Peak Dr Ste 690, Las Vegas, NV, 89135

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Paolo acts in a fiduciary capacity, such as attorney-in-fact, trustee, conservator, guardian, executor, or personal representative.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
January 2021 - Present · 5 yrs 6 mos
Ameriprise Financial Services, LLCBroker
January 2021 - Present · 5 yrs 6 mos
Previous Registrations
Morgan Stanley
June 2017 - January 2021 · 3 yrs 7 mos
Morgan StanleyBroker
May 2017 - January 2021 · 3 yrs 8 mos
PNC InvestmentsBroker
November 2013 - March 2014 · 4 mos
Wells Fargo Advisors, LLCBroker
March 2012 - November 2013 · 1 yr 8 mos
State Registrations35 states
ALAZCACOCTDEFLGAHIIDILKSLAMAMDMIMNMOMTNCNENJNMNVNYOHORPASCSDTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.