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Aaron Joseph Vilfordi
Ameriprise Financial Services, LLC
13 Years of Experience
1 Disclosure
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Ameriprise Financial Services, LLC
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
12488 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B
Fee Structure
Minimum Investment:
$2K
Financial Planning:
Included in AUM fee
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Location
5960 Berkshire Ln Ste 1200, Dallas, TX, 75225
Get directions
History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Customer Dispute
July 2020
Denied
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How to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 2018 - Present · 7 yrs 3 mos
Ameriprise Financial Services, LLC
November 2018 - Present · 7 yrs 3 mos
Ameriprise Financial Services, LLC
Broker
November 2018 - Present · 7 yrs 3 mos
Previous Registrations
UBS Financial Services INC.
May 2012 - November 2018 · 6 yrs 6 mos
UBS Financial Services INC.
Broker
April 2012 - November 2018 · 6 yrs 7 mos
State Registrations
27 states
AK
AL
AR
CA
CO
FL
GA
ID
KS
KY
LA
MA
MN
NC
NJ
NM
NV
NY
OH
OK
PA
SC
TX
VA
VT
WA
WY
Advisor
Broker
Both
Exams
No exam information available for this advisor.