Richard Moon
Richard Moon is a registered investment advisor at Ascendant Capital Management, based in Brea, CA, with 12 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 119 clients with $56M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.75% |
| $3M+ | 0.50% |
The fees listed are for ACM only. Axxcess charges an additional 0.15%. For legacy clients on the Matson platform, Matson charges an additional fee of 0.50%.
Fee Estimator
Location
210 W. Birch Street, Ste 208, Brea, CA, 92821
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is a licensed insurance agent with Ohio National and also works as an accountant, potentially creating conflicts of interest. He also utilizes turnkey asset management providers Axxcess Wealth Management and Matson Money, dedicating minimal time to each.
Employment History
Current Registrations
Ascendant Capital Management
Previous Registrations
Axxcess Wealth Management, LLC
Oaktree Wealth Group INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.