DJ
CFP
DJ
CFP

Dustin Javier

14 Years of Experience
Oak Brook, IL
2 DisclosuresSells Insurance

Dustin Javier is a CFP-designated registered investment advisor at Defined Capital LLC, based in Oak Brook, IL, with 14 years of industry experience. Dustin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 130 clients with $44M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
130 clients
Average Client Portfolio
$336K average
Assets Under Management
$43.6M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Minimum Annual Fee:$60
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1.0M - $2.5M0.75%
$2.5M+0.50%

Fees are negotiable based on various criteria. Lower fees for comparable services may be available from other sources.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1550 Spring Road, Suite 215, Oak Brook, IL, 60523

Get directions

History

Regulatory History (2)
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Customer Dispute
August 2025
Settled
Customer Dispute
December 2023
Settled
Other Business ActivitiesSells Insurance

Dustin is a sole proprietor in Oak Brook, IL, engaging in fixed insurance sales as an insurance agent since 2013. He spends the majority of his time on this activity.

Employment History
Current Registrations
Defined Capital LLC
January 2022 - Present · 4 yrs 4 mos
Previous Registrations
Ausdal Financial Partners, INC.Broker
May 2016 - December 2021 · 5 yrs 7 mos
Ausdal Financial Partners, INC.
May 2016 - December 2021 · 5 yrs 7 mos
Mcadam LLC
October 2014 - May 2016 · 1 yr 7 mos
Purshe Kaplan Sterling InvestmentsBroker
October 2014 - May 2016 · 1 yr 7 mos
Voya Financial Advisors, INC.
April 2012 - October 2014 · 2 yrs 6 mos
Voya Financial Advisors, INC.Broker
March 2012 - October 2014 · 2 yrs 7 mos
State Registrations1 state
IL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.