Courtney Krogstad
Courtney Krogstad is a CFP-designated registered investment advisor at Richmond Investment Services LLC, based in Mequon, WI, with 13 years of industry experience. Courtney operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 862 clients with $390M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.75% |
| $1.0M - $5.0M | 1.50% |
| $5M+ | 1.50% |
Fees negotiable for accounts over $5,000,000.
Fee Estimator
Location
7702 W Mequon Rd, Mequon, WI, 53097-3217
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Courtney is a notary, an IAR for Richmond Investment Services, LLC, and an agent for Highland Capital selling non-variable insurance. Courtney spends nearly full-time hours on Richmond Investment Services, LLC and minimal time on the other activities.
Employment History
Current Registrations
Richmond Investment Services LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Robert W. Baird & CO. IncorporatedBroker
Robert W. Baird & CO. Incorporated
Northwestern Mutual Investment Services, LLCBroker
Northwestern Mutual Investment Services,llc
Robert W. Baird & CO. Incorporated
Robert W. Baird & CO. IncorporatedBroker
Next Financial Group, INC.
Next Financial Group, INC.Broker
Gwfs Equities, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.