Kent Showler is a registered investment advisor, based in Rocjville, MD, with 13 years of industry experience.
Location
15245 Shady Grove Rd, Suite 240, Rocjville, MD, 20850
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Kent works on the operations side of Lee, Sipe and Associates, and also processes paperwork and provides client service for Serving Those Who Serve (STWS). These activities take about a quarter to half of Kent's time and are not investment-related.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.
Raymond James Financial Services, INC.Broker
Previous Registrations
TD Ameritrade, INC.
TD Ameritrade, INC.Broker
TD Ameritrade Investment Management, LLC
Scottrade Investment Management
Scottrade, INC.Broker
PNC Investments
PNC InvestmentsBroker
Edward Jones
Edward JonesBroker
State Registrations50 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.