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Andrew Manier

13 Years of Experience
Los Angeles, CA
BrokerSells Insurance

Andrew Manier is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Los Angeles, CA, with 13 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

515 S Flower St Fl 34, Los Angeles, CA, 90071

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Andrew may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also has a legal entity, First and 10, LLC, established for business purposes, which takes about half of his time.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
July 2014 - Present · 11 yrs 10 mos
Northwestern Mutual Investment Services, LLCBroker
January 2013 - Present · 13 yrs 4 mos
State Registrations36 states
AKALARAZCACOCTDCFLGAHIIDILINKSLAMAMDMNMONCNHNJNMNVNYOHORPARITNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Andrew Manier - Financial Advisor | TrueAdvisor