Laurie Ellis-Mcleod
Laurie Ellis-Mcleod is a registered investment advisor at Harbour Investments, INC., based in Madison, WI, with 13 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 22,917 clients with $7.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Harbour Investments offers investment management through wrap-fee programs where fees are calculated as a percentage of the value of your portfolio, up to a maximum of 2.0%. The specific fee is negotiated with your advisor and subject to Harbour's approval. Fees may be waived for periods after a commission is generated. Accounts under $25,000 may have higher service fees. Harbour also offers a directly-managed held-away program where fees are assessed and billed quarterly.
Location
6515 Grand Teton Plz, Suite 106, Madison, WI, 53719
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Laurie is the 100% owner of Aerie Preferred Financial Group, LLC, doing business as an insurance business, dedicating nearly full-time hours to it. Laurie also engages in educational teaching at public libraries, volunteers for the City of Middleton and Good Neighbor Fest, and is a volunteer committee member for her condo building.
Employment History
Current Registrations
Harbour Investments, INC.Broker
Harbour Investments, INC.
Previous Registrations
International Assets Investment Management, LLC
International Assets Advisory, LLCBroker
H. Beck, INC.Broker
H. Beck, INC.
Investors Capital CORP.Broker
Investors Capital Advisory
Spc
Parkland Securities, LLCBroker
Bfc Planning, INC.
Securities Management & Research, INC.Broker
Waddell & Reed
Waddell & Reed, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.