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Glenn Graves

10 Years of Experience
West Palm Bch, FL
1 DisclosureBrokerSells Insurance

Glenn Graves is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in West Palm Bch, FL, with 10 years of industry experience. Glenn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

250 S Australian Ave, Ste 1601, West Palm Bch, FL, 33401

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History

Regulatory History (1)
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Financial
June 2016
Final
Other Business ActivitiesSells Insurance

Glenn may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also owns Glenn Graves, LLC for administrative purposes and dedicates minimal time to several non-profit and fiduciary roles, including Treasure Health Foundation and Martin County Estate Planning Council.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
January 2016 - Present · 10 yrs 4 mos
Northwestern Mutual Investment Services, LLCBroker
October 2015 - Present · 10 yrs 7 mos
State Registrations19 states
COCTFLGAIAILINMAMIMSNCNJNVNYPASCTXUTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.