Lok Tsang is a CFA-designated registered investment advisor at Neuberger Berman Bd LLC, based in Hong Kong, with 13 years of industry experience. Lok operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location
Suites 2010-2020, 20th Floor, Jardine House, 1 Connaught Place, Central, Hong Kong
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLCBroker
August 2012 - Present · 13 yrs 9 mos
Neuberger Berman Bd LLC
August 2012 - Present · 13 yrs 9 mos
Neuberger Berman Bd LLC
July 2012 - Present · 13 yrs 10 mos
State Registrations2 states
NJNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.