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CFA

John Ayers

Neuberger Berman Bd LLC
4 Years of Experience
Fairfield, CT
Broker
View SEC Summary
View SEC Summary

John Ayers is a CFA-designated registered investment advisor at Neuberger Berman Bd LLC, based in Fairfield, CT, with 4 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold.

Neuberger Berman Bd LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
858 advisors
IM Fee
Planning only

Location

Fairfield, CT

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Neuberger Berman Bd LLC
October 2025 - Present · 1 yr
Neuberger Berman Bd LLC
February 2025 - Present · 1 yr 8 mos
Neuberger Berman Bd LLCBroker
February 2025 - Present · 1 yr 8 mos
Previous Registrations
TD Securities (USA) LLCBroker
March 2024 - February 2025 · 11 mos
Cowen and CompanyBroker
October 2021 - April 2024 · 2 yrs 6 mos
State Registrations2 states
CTNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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