SF
CFA
SF
CFA

Steven Fazo

13 Years of Experience
Cheshire, CT
Broker

Steven Fazo is a CFA-designated registered investment advisor at Cetera Investment Advisers LLC, based in Cheshire, CT, with 13 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

2278 Waterbury Rd, Cheshire, CT, 06410

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Steven is a partner in SD & SF LLC DBA Knit & Pearls, a retail business selling yarn and knitting accessories, since 2021. He spends minimal time on this activity and has no day-to-day duties.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
September 2012 - Present · 13 yrs 8 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2013 - June 2023 · 10 yrs
State Registrations1 state
CT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Steven Fazo - Financial Advisor | TrueAdvisor