Yisen Cai
Yisen Cai is a CFP-designated registered investment advisor at Osaic Advisory Services, LLC, based in Newport Beach, CA, with 11 years of industry experience. Yisen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 1 more. Their firm serves 28,410 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Advisors offers investment management through several programs:
- Ally Account: Fees are negotiable, with a maximum annual fee of 2.50%. Transaction charges apply.
- Counsel Account: Fees are negotiable, with a maximum annual fee of 2.50%. This is a wrap account, so the fee covers both advice and transactions.
- Partner Program: Access to third-party managers with varying fees. Osaic either receives a portion of the fee or charges a separate consulting fee.
- Plan Participant Retirement Program: Maximum 3% annual fee, either fixed or tiered, based on assets in your retirement plan account.
Location
Newport Beach, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Yisen manages assets for clients through William and Wade Wealth, spending full-time hours per month. Additionally, Yisen sells and manages life insurance and annuity products, dedicating minimal time to this activity.
Employment History
Current Registrations
Osaic Advisory Services, LLC
Previous Registrations
Mercer Global Advisors INC.
Advocacy Wealth Management, LLC
Certus Investment Advisors, LLC
Transamerica Financial Advisors, INC.
State Registrations5 states
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