CP
CP

Charles Pirnia

12 Years of Experience
Honolulu, HI
Broker

Charles Pirnia is a registered investment advisor at Ameriprise Financial Services, LLC, based in Honolulu, HI, with 12 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

725 Kapiolani Blvd Ste C 211, Honolulu, HI, 96813

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2019 - Present · 6 yrs 9 mos
Ameriprise Financial Services, LLCBroker
October 2019 - Present · 6 yrs 9 mos
Ameriprise Financial Services, LLC
October 2019 - Present · 6 yrs 9 mos
Previous Registrations
Cambridge Investment Research, INC.Broker
October 2018 - August 2019 · 10 mos
Cambridge Investment Research Advisors, INC.
October 2018 - August 2019 · 10 mos
Ameriprise Financial Services, INC.
June 2016 - August 2018 · 2 yrs 2 mos
Ameriprise Financial Services, INC.Broker
April 2016 - August 2018 · 2 yrs 4 mos
Northwestern Mutual Investment Services, LLCBroker
March 2013 - April 2016 · 3 yrs 1 mo
State Registrations7 states
AZCAHINVORUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.