Chong Shim is a registered investment advisor, based in Los Angeles, CA, with 13 years of industry experience.
Location
3333 Wilshire Blvd, Suite 800, Los Angeles, CA, 90010
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Chong is involved in three outside business activities. He provides senior health insurance consulting, works full-time as an Executive VP in the insurance business, and is an IAR Rep with TLG Advisors Inc.
Employment History
Current Registrations
Tlg Advisors, INC.
The Leaders Group, INC.Broker
The Leaders Group, INC.
Previous Registrations
Ameritas Advisory Services, LLC
Ameritas Investment Company, LLCBroker
Ameritas Advisory Services
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Nylife Securities LLCBroker
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.