NM
CFP
NM
CFP
Nicholas Moragne
14 Years of Experience
Houston, TX
1 DisclosureBroker
Nicholas Moragne is a CFP-designated registered investment advisor at J.P. Morgan Securities LLC, based in Houston, TX, with 14 years of industry experience. Nicholas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B
Fee Structure
Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
712 Main Street, Houston, TX, 77002
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2022Denied
Employment History
Current Registrations
J.P. Morgan Securities LLC
August 2019 - Present · 7 yrs 2 mos
J.P. Morgan Securities LLCBroker
August 2019 - Present · 7 yrs 2 mos
Previous Registrations
Cetera Investment Advisers LLC
July 2014 - August 2019 · 5 yrs 1 mo
Cetera Investment Services LLCBroker
July 2014 - August 2019 · 5 yrs 1 mo
Hancock Investment Services, INC.
August 2012 - July 2014 · 1 yr 11 mos
Hancock Investment Services, INC.Broker
June 2012 - July 2014 · 2 yrs 1 mo
State Registrations15 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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