Troy Oates
Troy Oates is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Sycamore, IL, with 13 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
352 1/2 West State Street, Sycamore, IL, 60178
Get directionsHistory
Regulatory History (1)
Criminal
August 1992Other Business ActivitiesSells Insurance
Troy is the owner of Forthright Financial, where he dedicates about half of his time providing financial services. He also works as an agent for multiple insurance companies, using third-party brokers to find pricing and strategies for various life insurance products, spending a few hours per week on these activities.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Spc
Sigma Financial CorporationBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.