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Matthew Wilcox

LPL Financial LLC
13 Years of Experience
West Des Moines, IA
1 DisclosureBroker
View SEC Summary
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Matthew Wilcox is a registered investment advisor at LPL Financial LLC, based in West Des Moines, IA, with 13 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1603 22nd St, West Des Moines, IA, 50266

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History

Regulatory History (1)
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Criminal
August 2001
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Matthew operates TRJ Financial Services as a DBA for his LPL business since September 2022. He also acts as a co-trustee with his spouse for the Matthew P Wilcox Trust since August 2017.

Employment History
Current Registrations
LPL Financial LLCBroker
September 2022 - Present · 4 yrs 1 mo
LPL Financial LLC
September 2022 - Present · 4 yrs 1 mo
Previous Registrations
Royal Alliance Associates, INC.
November 2018 - October 2022 · 3 yrs 11 mos
Royal Alliance Associates, INC.Broker
November 2018 - October 2022 · 3 yrs 11 mos
Signator Investors, INC.Broker
February 2017 - November 2018 · 1 yr 9 mos
Signator Investors, INC.
February 2017 - November 2018 · 1 yr 9 mos
Ameritas Investment CORP
March 2014 - March 2017 · 3 yrs
Ameritas Investment CORP.Broker
August 2013 - March 2017 · 3 yrs 7 mos
State Registrations7 states
CAIAILMONCNMTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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