William Simmons is a CFP-designated registered investment advisor, based in Charlotte, NC, with 12 years of industry experience.
Location
1130 East Third St, Charlotte, NC, 28204
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William works as a Financial Services Officer for State Employees' Credit Union, dedicating nearly all of his time to this role. He also works as a Trust Rep for Members Trust Company (minimal time), is an agent for SECU Life Insurance Company, and acts as a landlord for a rental property (about 10-20% of his time).
Employment History
Current Registrations
Secu Brokerage Services
Secu Brokerage ServicesBroker
Credit Union Investment Services
Previous Registrations
Credit Union Investment Services
Secu Brokerage ServicesBroker
State Registrations1 state
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