Kevin Small is a CFP-designated registered investment advisor, based in Milford, CT, with 14 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold.
Location
612 Wheelers Farms Road, 2nd Floor, Milford, CT, 06461
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kevin is a solicitor for CMG Financial Planning, a Registered Investment Advisor. He spends minimal time on this activity and receives no compensation.
Employment History
Current Registrations
Hightower Securities, LLC
Hightower Advisors, LLC
Hightower Securities, LLCBroker
Previous Registrations
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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