Kevin Small is a CFP-designated registered investment advisor, based in Chicago, IL, with 13 years of industry experience.
Location
200 W. Madison St., Suite 2500, Chicago, IL, 60606
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Kevin is a solicitor for CMG Financial Planning, a Registered Investment Advisor. He spends minimal time on this activity and receives no compensation.
Employment History
Current Registrations
Hightower Securities, LLC
January 2024 - Present · 2 yrs 8 mos
Hightower Advisors, LLC
January 2024 - Present · 2 yrs 8 mos
Hightower Securities, LLCBroker
January 2024 - Present · 2 yrs 8 mos
Previous Registrations
Equitable Advisors, LLC
December 2012 - January 2024 · 11 yrs 1 mo
Equitable Advisors, LLCBroker
June 2012 - January 2024 · 11 yrs 7 mos
State Registrations21 states
ALAZCACOCTDCFLGAIDKSMAMDMEMONCNJNYPARISCVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.