Wesley Phelps
Wesley Phelps is a registered investment advisor at Tradewell Securities, LLC, based in Fort Wayne, IN, with 11 years of industry experience. Wesley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 415 clients with $270M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.50% |
| $1.0M - $3.0M | 1.00% |
| $3M+ | 0.75% |
Fees are negotiable. A technology fee of up to $5 will be added per account.
Fee Estimator
Location
130 West Main Street, #100, Fort Wayne, IN, 46802
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
October 2019Other Business ActivitiesSells Insurance
Wesley is a licensed insurance agent and owner of Liagan Brothers Corporation, recommending insurance products to consumers through Indiana Tax Advisory Group Inc. The commissions Wesley receives are paid by the insurance company, not the client.
Employment History
Current Registrations
Tradewell Securities, LLC
Previous Registrations
Secure Asset Management, L.L.C.
Fbl Marketing Services, LLCBroker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
MML Investors Services, LLC
MML Investors Services, LLCBroker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.