Nicholas Kennedy
Nicholas Kennedy is a CFP-designated registered investment advisor at Three Rivers Executive Consulting, LLC, based in Wexford, PA, with 14 years of industry experience. Nicholas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 134 clients with $86M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50K | 1.25% |
| $50K - $250K | 1.15% |
| $250K - $500K | 1.05% |
| $500K - $1.0M | 0.95% |
| $1.0M - $3.0M | 0.85% |
| $3M+ | 0.75% |
Fees are negotiable at the advisor's discretion. Family member accounts may be combined to reach lower fee tiers.
Fee Estimator
Location
3000 Stonewood Dr, Suite 330, Wexford, PA, 15090
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicholas sells fixed, traditional, and variable life and annuity products, dedicating a few hours per week. He is also the owner of Three Rivers Executive Consulting, an RIA firm, which takes nearly full-time. Additionally, Nicholas is involved with a homeowner's association, Purshe Kaplan Sterling, and the Birmingham Foundation, each requiring minimal time.
Employment History
Current Registrations
Three Rivers Executive Consulting, LLC
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
PNC Investments
PNC InvestmentsBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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