Nicholas Kennedy
Nicholas Kennedy is a CFP-designated registered investment advisor at Three Rivers Executive Consulting, LLC, based in Wexford, PA, with 13 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 125 clients with $67M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50K | 1.25% |
| $50K - $250K | 1.15% |
| $250K - $500K | 1.05% |
| $500K - $1.0M | 0.95% |
| $1.0M - $3.0M | 0.85% |
| $3M+ | 0.75% |
Fees are negotiable and may vary based on factors such as assets under management, portfolio composition, and servicing needs.
Fee Estimator
Location
3000 Stonewood Dr, Suite 330, Wexford, PA, 15090
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicholas sells fixed, traditional, and variable life and annuity products, dedicating a few hours per week. He is also the owner of Three Rivers Executive Consulting, an RIA firm, which takes nearly full-time. Additionally, Nicholas is involved with a homeowner's association, Purshe Kaplan Sterling, and the Birmingham Foundation, each requiring minimal time.
Employment History
Current Registrations
Three Rivers Executive Consulting, LLC
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
PNC Investments
PNC InvestmentsBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.