James Locke
James Locke is a registered investment advisor at Beacon Capital, LLC, based in Cedar Rapids, IA, with 13 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 648 clients with $240M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.20% |
| $250K - $500K | 2.00% |
| $500K - $1.0M | 1.80% |
| $1.0M - $2.0M | 1.60% |
| $2.0M - $5.0M | 1.45% |
| $5.0M - $10.0M | 1.30% |
| $10M+ | 1.15% |
The annual fee may be negotiable. Accounts within the same household may be combined for a reduced fee.
Fee Estimator
Location
375 Collins Road NE,, Suite 120, Cedar Rapids, IA, 52402
Get directionsHistory
Regulatory History (1)
Criminal
May 2008Other Business ActivitiesSells Insurance
James is an independent insurance agent since 2013, dedicating full-time hours to fixed insurance sales. He also owns rental properties, spends about 10% of his time on Locke Financial Planning, LLC, and is the President of the Board for Friends of Montessori in Iowa.
Employment History
Current Registrations
Beacon Capital, LLC
Previous Registrations
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.