SF
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Scott Fraser

13 Years of Experience
Little Rock, AR
Broker

Scott Fraser is a registered investment advisor at Raymond James & Associates, INC., based in Little Rock, AR, with 13 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

12921 Cantrell Road, Suite 400, Little Rock, AR, 72223

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.Broker
January 2024 - Present · 2 yrs 4 mos
Raymond James & Associates, INC.
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
First Horizon Advisors, INC.Broker
January 2021 - January 2024 · 3 yrs
First Horizon Advisors, INC
January 2021 - January 2024 · 3 yrs
Infinex Investments, INC.
January 2019 - January 2021 · 2 yrs
Infinex Investments, INC.Broker
January 2019 - January 2021 · 2 yrs
Raymond James Financial Services Advisors, INC
October 2016 - December 2018 · 2 yrs 2 mos
Raymond James Financial Services, INC.Broker
September 2016 - December 2018 · 2 yrs 3 mos
Infinex Investments, INC.Broker
July 2016 - September 2016 · 2 mos
Infinex Investments, INC.
July 2016 - September 2016 · 2 mos
Essex National Securities, LLCBroker
January 2015 - July 2016 · 1 yr 6 mos
Essex National Securities, LLC
January 2015 - July 2016 · 1 yr 6 mos
Raymond James & Associates, INC.
September 2012 - June 2014 · 1 yr 9 mos
Raymond James & Associates, INC.Broker
August 2012 - June 2014 · 1 yr 10 mos
State Registrations45 states
AKALARAZCACODCDEFLGAHIIAIDILINKSKYLAMAMDMIMNMOMSNCNENHNJNMNVNYOHOKORPASCSDTNTXUTVAVirgin IslandsWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.