AS
CFP
AS
CFP

Andrew Smoker

12 Years of Experience
Leola, PA
BrokerSells Insurance

Andrew Smoker is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Leola, PA, with 12 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location

49 E. Main Street, Leola, PA, 17540

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Andrew is a registered representative at Smoker Wealth Management, dedicating nearly full-time hours to investment services. He is also a partner at Smoker & Company, providing tax and accounting services, and an insurance agent selling property and casualty insurance, dedicating minimal time to this.

Employment History
Current Registrations
Cetera Investment Advisers LLC
October 2014 - Present · 12 yrs
Cetera Financial Specialists LLCBroker
June 2014 - Present · 12 yrs 4 mos
State Registrations19 states
ARCODEFLGAIDINKYLAMAMDMENJNMNYOHORPAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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