Nicholas Cummings is a registered investment advisor, based in Leola, PA, with 4 years of industry experience.
Location
49 E. Main Street, Leola, PA, 17540
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Nicholas is a financial advisor at Smoker Wealth Management LLC, dedicating full-time hours to this role. He also works as a tax professional at Smoker and Company LLC, spending a few hours per week on tax accounting and preparation.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
Northwestern Mutual Investment Services, LLCBroker
State Registrations10 states
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