Kimberley Aldrich is a registered investment advisor, based in Asheboro, NC, with 13 years of industry experience.
Location
928 Sunset Avenue, Asheboro, NC, 27203
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Kimberley works as an independent contractor for Advisors Financial Center, providing financial advisor and client services. This takes about half of Kimberley's time, including during trading hours.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
September 2022 - Present · 3 yrs 8 mos
Raymond James Financial Services Advisors, INC
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2018 - October 2022 · 4 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
July 2018 - October 2022 · 4 yrs 3 mos
PNC Investments
March 2015 - July 2018 · 3 yrs 4 mos
PNC InvestmentsBroker
March 2015 - July 2018 · 3 yrs 4 mos
Edward Jones
October 2012 - March 2015 · 2 yrs 5 mos
Edward JonesBroker
July 2012 - March 2015 · 2 yrs 8 mos
State Registrations3 states
NCSCVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.