Alexis Herman is a registered investment advisor, based in Greenwood Village, CO, with 13 years of industry experience.
Location
5619 Dtc Pkwy Ste 800, Greenwood Village, CO, 80111
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Alexis is a member of Elevation Wealth Partners LLC and WH Wealth Management LLC, both support companies. She also is a partner in Herman Huts LLC and owns Herman Properties LLC, both rental real estate businesses.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Previous Registrations
Forta Financial Group, INC.Broker
Forta Financial Group, INC.
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations30 states
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