Sara Warntz is a CFP-designated registered investment advisor at Topsail Wealth Management LLC, based in Charlotte, NC, with 13 years of industry experience. Sara operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 240 clients with $1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $900K | 1.00% |
| $900K - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.30% |
| $5.0M - $10.0M | 0.20% |
| $10.0M - $25.0M | 0.10% |
| $25M+ | 0.05% |
Client relationships with less than $3 million in assets are subject to a minimum annual fee of the lesser of $9,000 or 1%.
Fee Estimator
Location
10800 Sikes Place, Suite 230, Charlotte, NC, 28277
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Sara is associated with Topsail Wealth Mgmt. as an Investment Advisor Representative (IAR). The filing indicates 100% involvement, but lacks specific details about the nature of the business.
Employment History
Current Registrations
Topsail Wealth Management LLC
Previous Registrations
Independent Advisor Alliance, LLC
Vanguard Advisers, INC.
Vanguard Marketing CorporationBroker
State Registrations3 states
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