JJ
JJ
Julianne Joly
12 Years of Experience
Newport, RI
1 DisclosureBroker
Julianne Joly is a registered investment advisor at Cetera Investment Advisers LLC, based in Newport, RI, with 12 years of industry experience. Julianne is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location
Newport, RI
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
April 2022Other Business Activities
Julianne owns rental property since 2021, performing landlord duties with minimal time commitment. She also owns Ballast Wealth Management, a financial services firm, dedicating full-time hours to providing financial services.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 4 mos
Cetera Wealth Services, LLC
July 2022 - Present · 4 yrs 3 mos
Cetera Wealth Services, LLCBroker
July 2022 - Present · 4 yrs 3 mos
Previous Registrations
Cetera Advisor Networks LLC
July 2022 - June 2023 · 11 mos
Janney Montgomery Scott LLCBroker
October 2020 - May 2022 · 1 yr 7 mos
Janney Montgomery Scott LLC
October 2020 - May 2022 · 1 yr 7 mos
Morgan Stanley
March 2017 - October 2020 · 3 yrs 7 mos
Morgan StanleyBroker
March 2017 - October 2020 · 3 yrs 7 mos
LPL Financial LLC
June 2014 - March 2017 · 2 yrs 9 mos
LPL Financial LLCBroker
November 2013 - March 2017 · 3 yrs 4 mos
State Registrations9 states
AZCACOCTFLMANYRITX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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