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John Sullivan
12 Years of Experience
Encinitas, CA
1 DisclosureBroker
John Sullivan is a registered investment advisor at Neuberger Berman Bd LLC, based in Encinitas, CA, with 12 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location
Encinitas, CA
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Regulatory History (1)
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Criminal
June 2025Pending Charge
Employment History
Current Registrations
Neuberger Berman Bd LLC
April 2019 - Present · 7 yrs 3 mos
Neuberger Berman Bd LLCBroker
March 2019 - Present · 7 yrs 4 mos
Neuberger Berman Bd LLC
March 2019 - Present · 7 yrs 4 mos
Previous Registrations
State Street Global Advisors Funds Distributors, LLCBroker
May 2015 - March 2019 · 3 yrs 10 mos
J.P. Morgan Securities LLC
September 2013 - May 2015 · 1 yr 8 mos
J.P. Morgan Securities LLCBroker
July 2013 - May 2015 · 1 yr 10 mos
State Registrations2 states
CANY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.