Kevin Conway is a registered investment advisor at Empire Retirement Plans, LLC, based in Utica, NY, with 10 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Lomond Place Office Park, 130 Lomond Court, Utica, NY, 13502
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Kevin is an associate treasurer for Clinton Central School Foundation, an investment associate at Caruso McLean Investment Advisors (full-time), a board trustee for Utica Zoological Society, a board member for Central New York Quest, a board member for Central Association for the Blind and Visually Impaired, and a retirement plan advisor for Empire Retirement Plans (about a quarter of his time). The investment advisor roles are investment-related.
Employment History
Current Registrations
Empire Retirement Plans, LLC
Osaic Wealth, INC.
Caruso Mclean & CO., INC.
Osaic Wealth, INC.Broker
State Registrations11 states
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