David Hamlin
David Hamlin is a CFP-designated registered investment advisor at Empire Retirement Plans, LLC, based in Utica, NY, with 10 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
130 Lomond Court, Utica, NY, 13502
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is an insurance agent advising on insurance products, mostly annuities, dedicating a few hours per week. He also works as a retirement plan advisor for Empire Retirement Plans, spending about a quarter of his time providing investment advisory services.
Employment History
Current Registrations
Empire Retirement Plans, LLC
Caruso Mclean & CO., INC.
Osaic Wealth, INC.Broker
Previous Registrations
UBS Financial Services INC.Broker
Convergex Execution Solutions LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.