Johan Kim is a CFA-designated registered investment advisor at Neuberger Berman Bd LLC, based in Summit, NJ, with 6 years of industry experience. Johan is also registered as a broker, so some compensation may come from commissions on products sold.
Compensation
Fee-Only (% of Portfolio)
Firm Size
858 advisors
IM Fee
Planning only
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Location
Summit, NJ
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
September 2022 - Present · 4 yrs 1 mo
Neuberger Berman Bd LLCBroker
September 2022 - Present · 4 yrs 1 mo
Neuberger Berman Bd LLC
February 2020 - Present · 6 yrs 8 mos
State Registrations2 states
NJNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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