Gregory Scott Stevens

Hartford Funds

12 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Hartford Funds

Compensation

Fee-Only (AUM)

Firm Size

48 advisors

Number of Clients

76 clients

Average Client Portfolio

$1.8B average

Assets Under Management

$137.8B

Location

690 Lee Road, Wayne, PA, 19087

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Hartford Funds

October 2023 - Present · 2 yrs 4 mos

Hartford Funds Distributors, LLC

October 2023 - Present · 2 yrs 4 mos

Hartford Funds Distributors, LLCBroker

October 2023 - Present · 2 yrs 4 mos

Previous Registrations

Blackrock Investment Management, LLC

December 2016 - October 2023 · 6 yrs 10 mos

Blackrock Investments, LLCBroker

November 2016 - October 2023 · 6 yrs 11 mos

Foresters Advisory Services, LLC

August 2016 - October 2016 · 2 mos

Foresters Financial Services, INC.Broker

August 2016 - October 2016 · 2 mos

Prudential Investments LLC

October 2013 - May 2016 · 2 yrs 7 mos

Prudential Investment Management Services LLCBroker

October 2013 - May 2016 · 2 yrs 7 mos

Merrill Lynch, Pierce, Fenner & Smith Incorporated

September 2012 - October 2013 · 1 yr 1 mo

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

August 2012 - October 2013 · 1 yr 2 mos

State Registrations4 states

FLGAPASC

AdvisorBrokerBoth

Exams

No exam information available for this advisor.