SD
CFP
SD
CFP

Susan M Davies

2 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningEstate PlanningFinancial Planning & CoachingTax Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
26657 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
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Location

30 Tower Lane, Suite 140, Avon, CT, 06001

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Susan operates Paradigm Wealth Advisory, LLC as a DBA for her LPL business and as a Registered Investment Advisor. She also works as a notary in Connecticut, dedicating minimal time to this activity.

Employment History
Current Registrations
LPL Financial LLCBroker
September 2024 - Present · 1 yr 5 mos
Paradigm Wealth Advisory LLC
November 2023 - Present · 2 yrs 3 mos
State Registrations1 state
CT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.