Ranald Nicholas
Ranald Nicholas is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Torrington, CT, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Torrington, CT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Ranald works as an employee in an administrative role for The Investors Center, Inc., a support company, dedicating full-time hours to this activity. Most of these hours occur during trading hours.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.
Raymond James Financial Services, INC.Broker
Previous Registrations
Raymond James Financial Services
Prestige Wealth Management Group, LLC
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
American Skandia Advisory Services, INC.
American Skandia Marketing, INC.Broker
Capital Analysts, IncorporatedBroker
United Planners' Financial Services of America a Limited PartnerBroker
Tmi Equities, INC.Broker
Pruco Securities CorporationBroker
The Paul Revere Variable Annuity Insurance CompanyBroker
State Registrations15 states
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