Daniel Keefe is a CFP-designated registered investment advisor, based in Charlotte, NC, with 13 years of industry experience.
Location
1030 Admiral Nelson Ct, Charlotte, NC, 28262
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Daniel is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. This appears to be his primary employment.
Employment History
Current Registrations
Vanguard Advisers, INC.
June 2020 - Present · 6 yrs 1 mo
Vanguard Marketing CorporationBroker
June 2020 - Present · 6 yrs 1 mo
Vanguard Marketing Corporation
June 2020 - Present · 6 yrs 1 mo
Previous Registrations
LPL Financial LLCBroker
November 2018 - May 2020 · 1 yr 6 mos
LPL Financial LLC
November 2018 - May 2020 · 1 yr 6 mos
Columbia Management Investment Advisers, LLC
September 2013 - October 2018 · 5 yrs 1 mo
Columbia Management Investment Distributors, INC.Broker
July 2013 - October 2018 · 5 yrs 3 mos
Fidelity Brokerage Services LLCBroker
September 2012 - July 2013 · 10 mos
State Registrations5 states
MANCNHSCTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.