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Christopher Smith

13 Years of Experience
Grand Rapids, MI
Broker

Christopher Smith is a registered investment advisor at Thrivent Investment Management INC., based in Grand Rapids, MI, with 13 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Retirement Planning. Their firm serves 77,792 clients with $17B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3110 advisors
Number of Clients
77,792 clients
Average Client Portfolio
$225K average
Assets Under Management
$17.5B

Fee Structure

Minimum Investment:$25K

Thrivent Investment Management offers several managed account programs, each with different investment options and strategies. The fees for these programs are based on a percentage of the assets in your account and are negotiable. The specific fee will depend on the program you choose, the assets in your account, and the complexity of your financial situation. Some programs may also have additional fees for tax overlay services or private wealth consulting. The fees are deducted from your account quarterly.

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Location

1550 East Beltline Avenue Southeast, Grand Rapids, MI, 49506

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Thrivent Investment Management INC.
May 2023 - Present · 3 yrs 2 mos
Thrivent Investment Management INC.Broker
May 2023 - Present · 3 yrs 2 mos
Thrivent Investment Management INC.
May 2023 - Present · 3 yrs 2 mos
Previous Registrations
Innovia Wealth, LLC
October 2022 - February 2023 · 4 mos
Eagle Strategies LLC
October 2016 - October 2022 · 6 yrs
Nylife Securities LLCBroker
December 2014 - October 2022 · 7 yrs 10 mos
J.P. Morgan Securities LLC
February 2014 - December 2014 · 10 mos
J.P. Morgan Securities LLCBroker
February 2014 - December 2014 · 10 mos
Edward Jones
November 2012 - February 2014 · 1 yr 3 mos
Edward JonesBroker
August 2012 - February 2014 · 1 yr 6 mos
State Registrations15 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.