Areas of Practice
Financial Planning & CoachingRetirement PlanningTax PlanningEstate PlanningInsurance PlanningCharitable GivingEducation PlanningInvestment Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
261 clients
Average Client Portfolio
$2.4M average
Assets Under Management
$623.3M
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.5M | 0.80% |
| $2.5M - $5.0M | 0.60% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.30% |
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
10401 W Innovation Dr, Suite 100, Wauwatosa, WI, 53226
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Broadview Financial Management, LLC
October 2022 - Present · 3 yrs 5 mos
Previous Registrations
Global View Capital Management, LTD
November 2020 - October 2022 · 1 yr 11 mos
Valmark Advisers, INC.
December 2015 - February 2019 · 3 yrs 2 mos
Valmark Securities, INC.Broker
November 2015 - February 2019 · 3 yrs 3 mos
Ellenbecker Investment Group
February 2015 - November 2015 · 9 mos
Sii Investments, INC.
October 2013 - December 2014 · 1 yr 2 mos
Sii Investments, INC.Broker
October 2013 - December 2014 · 1 yr 2 mos
Prudential Financial Planning Services
January 2013 - October 2013 · 9 mos
Pruco Securities, LLC.Broker
July 2012 - October 2013 · 1 yr 3 mos
State Registrations1 state
WI
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.