Areas of Practice
Financial Planning & CoachingRetirement PlanningTax PlanningEstate PlanningInsurance PlanningCharitable GivingEducation PlanningInvestment Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
261 clients
Average Client Portfolio
$2.4M average
Assets Under Management
$623.3M
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.5M | 0.80% |
| $2.5M - $5.0M | 0.60% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.30% |
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
10401 W Innovation Dr, Suite 100, Wauwatosa, WI, 53226
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Broadview Financial Management, LLC
August 2016 - Present · 9 yrs 7 mos
Previous Registrations
Strategic Advisers, INC.
October 2012 - May 2016 · 3 yrs 7 mos
Fidelity Brokerage Services LLCBroker
September 2012 - May 2016 · 3 yrs 8 mos
Wells Fargo Funds Distributor, LLCBroker
September 2007 - September 2012 · 5 yrs
Wells Fargo Funds Management, LLC
September 2007 - September 2012 · 5 yrs
Gwfs Equities, INC.Broker
January 2006 - September 2007 · 1 yr 8 mos
Nationwide Investment Services CorporationBroker
March 2005 - December 2005 · 9 mos
Morgan Stanley Dw INC.Broker
May 2004 - March 2005 · 10 mos
Strong Investments, INC.Broker
July 1999 - July 2001 · 2 yrs
State Registrations2 states
TXWI
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.