BK
BK

Benjamin Joseph Kaup

7 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningCharitable GivingFinancial Planning & CoachingInsurance PlanningHigh Net WorthBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
99 advisors
Number of Clients
7,096 clients
Average Client Portfolio
$519K average
Assets Under Management
$3.7B

Fee Structure

Minimum Investment:$5K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K0.60%
$500K - $1000K0.50%
$1.0M - $2.0M0.40%
$2.0M - $5.0M0.35%
$5M+0.30%

Platform fee tier schedule is based on billable assets. PCA IARs have the discretion to charge varying fee levels for their advisor fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$150
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Location

113 N. Main St, PO Box 265, Stuart, NE, 68780

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Benjamin is a CPA and owner of Kaups Tax Advisors P.C., spending about 10-20% of their time preparing tax returns. Benjamin is also an insurance agent selling various insurance products and holds vice president positions in multiple financial and management companies, dedicating a significant amount of time to these roles.

Employment History
Current Registrations
Prosperity Capital Advisors
July 2024 - Present · 1 yr 7 mos
Previous Registrations
Cetera Investment Advisers LLC
October 2023 - July 2024 · 9 mos
Cetera Advisor Networks LLCBroker
September 2019 - July 2024 · 4 yrs 10 mos
Summit Brokerage Services, INC.Broker
October 2018 - September 2019 · 11 mos
State Registrations4 states
IANESDTX
Advisor
Exams
No exam information available for this advisor.