Benjamin Kaup
Benjamin Kaup is a registered investment advisor at Prosperity Capital Advisors, based in Stuart, NE, with 7 years of industry experience. Benjamin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 7,548 clients with $4.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.50% |
| $500K - $1.0M | 0.40% |
| $1.0M - $2.0M | 0.30% |
| $2.0M - $5.0M | 0.25% |
| $5M+ | 0.20% |
Fees are negotiable. Total annual fees for retail clients typically range between 0.20% and 2.0% when including advisor fees.
Fee Estimator
Location
113 N. Main St, PO Box 265, Stuart, NE, 68780
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Benjamin is a CPA and owner of Kaups Tax Advisors P.C., spending about 10-20% of their time preparing tax returns. Benjamin is also an insurance agent selling various insurance products and holds vice president positions in multiple financial and management companies, dedicating a significant amount of time to these roles.
Employment History
Current Registrations
Prosperity Capital Advisors
Previous Registrations
Cetera Investment Advisers LLC
Cetera Advisor Networks LLCBroker
Summit Brokerage Services, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Scott Kaup, CFPProsperity Capital Advisors