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Ryan West
14 Years of Experience
Scottsdale, AZ
1 DisclosureBroker
Ryan West is a registered investment advisor at Osaic Institutions, INC., based in Scottsdale, AZ, with 14 years of industry experience. Ryan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 16,312 clients with $6.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
570 advisors
Number of Clients
16,312 clients
Average Client Portfolio
$398K average
Assets Under Management
$6.5B
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum advisory fee is generally 2.50% and is negotiable between the advisor and client.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
3396 Hayden Road, Scottsdale, AZ, 85251
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2015Denied
Employment History
Current Registrations
Osaic Institutions, INC.
November 2023 - Present · 2 yrs 11 mos
Osaic Institutions, INC.Broker
November 2023 - Present · 2 yrs 11 mos
Previous Registrations
Cuso Financial Services, L.P.
March 2016 - November 2023 · 7 yrs 8 mos
Cuso Financial Services, L.P.Broker
March 2016 - November 2023 · 7 yrs 8 mos
LPL Financial LLC
January 2013 - March 2016 · 3 yrs 2 mos
LPL Financial LLCBroker
September 2012 - March 2016 · 3 yrs 6 mos
State Registrations22 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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